Financial Planning and Investment Management

Jump Start

$99/mo for 3 months, then $29 /mo*

Includes:

• Client Portal set-up and Access
• Annual Investment Roadmap
• One Planning Meeting per year
• Additional adviser time charged at $220/hour
• Reduced Investment Manage­ment pricing for accounts up to $500k
• 529 College Savings plans

+

Investment Amount

Under $500k

1.00%

$500k - $1.5M

1.00%

$1.5M - $5M

0.90%

$5M+

0.70%

Fundamental

$199/mo*

Includes:

• Client Portal set-up and Acess
• Annual Investment Roadmap
• Two to three Planning Meetings per year
• No additional cost for advisor or staff time
• Reduced Investment Manage­ment pricing
• 529 College Savings plans
• Written Financial Plan delivered yearly
• Retirement Planning
• Education Planning
• Social Security Planning
• Goal Planning

+

Investment Amount

Under $500k

1.00%

$500k - $1.5M

0.85%

$1.5M - $5M

0.75%

$5M+

0.55%

Premier

$299/mo*

Includes:

• Everything in Fundamen­tal plus:
• Annual preparation of Individual Tax Returns
• Level 1 Estate Planning documents drafted (i.e. Will, Powers of Attorney)
• Stock Option Analysis
• Small Business Exit Strategy Planning
• Option to increase fee to cover complex Tax Returns or complex Estate Planning document preparation

+

Investment Amount

Under $500k

1.00%

$500k - $1.5M

0.85%

$1.5M - $5M

0.75%

$5M+

0.55%

Financial Planning fees can be charged to the bank account or credit card of your choosing or to your investment portfolio. If you hire us for Financial Planning and we provide specific portfolio management advice then we also charge the Investment Management Fee. *For Fundamental and Premier options, we ask clients to commit to one year at that level before changing to a different plan (upgrade/downgrade) or choosing to stop Financial Planning. For Jumpstart, we ask clients to commit to three months minimum. We reserve the right to allow exceptions due to extenuating circumstances.